group behaviors of these persons demonstrated their dishonest tendency right from the beginning of their professional career, and thus threatened potential misconduct to clients in the future. As a result
of the accounts. The requirements aim to better reflect actual financial status and debt repayment capability of every client thereby enhancing securities companies? risk management and thus preserve
she has already been suspended by Finansia Syrus Securities Plc. for six months, the banning of her application is thus remained nine months, starting from April 11, 2013.
Bangkok, November 1, 2012 ? The SEC is seeking public comment on proposed revision of the Provident Fund Act B.E. 2530 to facilitate employee?s continuous savings into provident fund and thus having
financial advisor to provide investors, in advance, with complete information and thus enable their prudence decision-making. The SEC therefore notified ADAM board of directors to provide clarification on the
financial advisor to provide investors, in advance, with complete information and thus enable their prudence decision-making. The SEC therefore notified ADAM board of directors to provide clarification on the
source supporting businesses to effectively manage their operating costs and thus enhance businesses and the nation competitiveness,? said Mr. Vorapol. --------------------
companies. Those companies? performances can be compared at ease and thus allows the users to make investment decisions more efficiently. ?Bond Supermart? centralizes information of liquid corporate bonds in
. Whereby, debtors claim they had been trying to sell its shares to other companies, but have not yet been successful and are still in negotiations. Thus, the debtor requested leniency on debt repayment for
since GSTEL is currently in the process of debt restructuring and seeking funds from external source with aim to enhance its balance sheets and improve their financial strength. Thus, the financial