, from the opportunities and the associated risks to the terms and conditions. This is because applicants for the crowdfunding option are generally SMEs and startups with a small business size or at the

capital to increase flexibility. The SEC has also reviewed the haircut rates used in calculating the net capital to align them with the current situations and cover risks associated with various instruments

derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose

asset rules, investment rules with higher level of diversification and reclassifications of funds to better reflect investment risks on the basis of exposure to net asset value instead of investment value

be revised to better reflect risks associated with both direct and indirect investment. The consultation paper is available until January 31, 2014. The consultation paper is available on the SEC

with objective to provide more flexibility for investor who is knowledgeable in the business raising fund through equity crowdfunding as well as associated risks. On the business side, the issuers will

business operations and mitigate undesirable impacts especially    the operational risks. The proposed revisions include rectification of non-compliance with capital requirement and imposition of operational

prioritizing the assessment of corruption risks within the organization. The SEC was notified of the assessment results and received the Certificate of Recognition on 10 March 2026.  “The SEC

for monitoring the operations of the digital asset business operator was deficient. In particular, Bitazza failed to prepare an audit plan that appropriately reflected the relevant risks. The audit

แบ่งปันความรู้เกี่ยวกับความเสี่ยงด้านความยั่งยืน (ESG risks) ของอุตสาหกรรมกองทุนไทยให้แก่ผู้จัดการกองทุน นอกจากนี้ การจัดกิจกรรมในครั้งนี้ยังเปิดโอกาสให้ผู้จัดการกองทุนร่วมแลกเปลี่ยนประสบการณ์และความคิด