investment solicitation and contact the Investment Scam Hotline if they have suspicious cases to report regarding persons, products or companies allegedly operating without license. The SEC will verify and
increase training programs for the analysts on the techniques to identify suspicious transactions in the financial statements presumed to be falsified, leading to the ability to analyze abnormalities in
(EGM) via attendance and veto against suspicious connected transactions. The Thai Investors Association (TIA) continued its proactive work in assessing AGMs and representing retail investors. The
พฤติกรรมการลงทุน หากมีข้อสงสัย บริษัทหลักทรัพย์จะต้องตรวจสอบเพื่อทราบข้อเท็จจริงเกี่ยวกับลูกค้าอย่างเข้มข้น (Enhanced CDD) และรายงานธุรกรรมต้องสงสัย (Suspicious Transaction Report: STR) ต่อสำนักงานป้องกัน
incurred in all cases; 5. Upon occurrence of any suspicious ground that the Password becomes known to other persons who have no authority or relevant responsibilities, the Applicant shall change the Password
suspicious ground that the Password becomes known to other persons who have no authority or relevant responsibilities, the Applicant shall change the Password immediately; 6. The submission of the Application
Account, the SEC Office shall not be liable for any damage incurred in all cases; 5. Upon occurrence of any suspicious ground that the Password becomes known to other persons who have no authority or
) having been rejected by the SEC Office regarding an application for an offer for sale of newly issued shares due to a significant suspicious ground regarding management mechanism in any of the following
following suspicious grounds, the SEC Office may not grant approval for the offer for sale of the debt securities: (1) the applicant or the offer for sale of the debt securities has the characteristics or
company to lose a rightful benefit. (c) having been rejected by the SEC Office regarding an application for approval of an offer for sale of newly issued securities on a suspicious ground of having publicly