. BNP PARIBAS BANGKOK BRANCH 5. CIMB THAI BANK PUBLIC COMPANY LIMITED 6. CITIBANK, N.A. 7. CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 8. KASIKORNBANK PUBLIC COMPANY LIMITED 9. KIATNAKIN PHATRA BANK
}, who also held a branch manager position, it was found that she had advised a client to invest in a fund without giving complete and sufficient information as well as warnings related to the fund that
company to reduce credit guarantee to International Commercial Coordination (Hong Kong) Limited from HKD 1,500,000.- to the balance amount of HKD 500,000.- to Bangkok Bank Plc. (Hong Kong branch), according
Bangkok, March 18, 2015 ? The SEC suspended {A}, a securities investment consultant and a branch manager of Bangkok Bank Plc., for failure to inform the client of sufficient information which was
K. W. METAL WORK PUBLIC COMPANY LIMITED Head office 259/83 Sukhumvit 71 road, Phrakhanong-nur, Wattana, Bangkok Branch 1 300/142 Moo. 1 Tambon Tarsit, Amohoe Pluag-daeng, Rayong Branch 2 300/138 Moo
Microsoft Word - KWM 003-2561 EN MD&A Q3_2561 K. W. METAL WORK PUBLIC COMPANY LIMITED Head office 259/83 Sukhumvit 71 road, Phrakhanong-nur, Wattana, Bangkok Branch 1 300/142 Moo. 1 Tambon Tarsit
Bangkok, June 23, 2011- The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from acting as an executive in
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an
Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three other securities investment consultants at Central Chaengwattana branch, namely {B}, {C} and {D} (then