. 22/03/2024 filed a lawsuit to a civil court17/08/2023 referred the case to a state attorney for filing a lawsuit to a civil court currently under the Court of First Instance
cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 22/03/2024 filed a lawsuit to a civil court17/08/2023 referred the case to a state
filed a lawsuit to a civil court17/08/2023 referred the case to a state attorney for filing a lawsuit to a civil court currently under the Court of First Instance considerationThe
admitted that the client allowed him to sell the securities in cases of making profit or potential loss. From his conversation with the client recorded, he traded securities for the client several times a
derivatives trading orders for several clients without sources of orders. From the recorded conversation, it was found that Napat contacted some persons and asked for permission to submit securities and
admitted that the client, at the beginning, had authorized him to make securities and derivatives trading decisions on her behalf. Also, the recorded conversation found later indicated that the client
}, without informing the client, continued trading securities in an attempt to recover loss in this account. Also, it was found in the recorded conversation that {A} asked another client for permission to
his employer. The SEC then probed into the case and found from conversation records that Nongun had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with