Jakkrit, the SEC received a complaint from a client of Asia Wealth. After further investigation, it was found that he had solicited the client to purchase securities of a company not listed on the Stock
misconduct, an inspection report from the bank and the SEC's further investigation have revealed that she solicited an elderly customer to invest in a mutual fund unsuitable for the customer's profile
and managed money for others by seeking benefits from investment in derivatives. He advertised and solicited investing public to apply for a membership and raised fund from those who became members
assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7435 SEC issues rules on
goods and services. Some have solicited businesses by https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9299 SEC proposes to specify “digital asset custodial wallet provider” as a new digital asset
solicited businesses by https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9299 SEC proposes to specify “digital asset custodial wallet provider” as a new digital asset business and to introduce measures
of payment for goods and services. Some have solicited businesses by https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9299 SEC proposes to specify “digital asset custodial wallet provider” as a
, Facebook, Line and YouTube. The public should be aware that none of the three digital assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to