the Notification of the Office of the Securities and Commission; (10)1 repealed. Clause 2 1 A derivatives broker shall maintain its net capital of not less than fifteen million baht and [net capital
Office of the Securities and Commission; (10)1 repealed. Clause 21 A derivatives broker shall maintain its net capital of not less than fifteen million baht and [net capital ratio] of not less than seven
” means the total sum of the pledged assets for exposure to derivatives according to the rate or value as stipulated by the Notification of the Office of the Securities and Commission; (10)1 repealed
investment advisory agent to appoint a sub-agent. Clause 8. Repealed. . Clause 9. Repealed. Clause 10. Repealed. Clause 11. The investment advisory company shall prepare the following document evidences
with similar facts to the case under consideration. Chapter 8 Transitional Provisions Clause 40 In this Chapter: “repealed notification” means the Notification of the Capital Market Supervisory Board or
following regulations: Clause 1 This Notification shall come into force as from 16 November 2008. Clause 2 The following notifications shall be repealed: (1) Notification of the Securities and Exchange
regulations: Clause 1 This Notification shall come into force as from 16 November 2008. Clause 2 The following notifications shall be repealed: (1) Notification of the Securities and Exchange Commission No
November 2008. Clause 2 The following notifications shall be repealed: (1) The Notification of the Securities and Exchange Commission No. KorNor. 8/2547 Re: Licensing Derivatives Business Operator in the