: Qualifications of Mutual Fund Supervisors _____________ By virtue of Section 121 of the Securities and Exchange Act B.E. 2535 (1992), the Office of the Securities and Exchange Commission hereby issues the
shall prepare documents and record information relating to the qualifications of the approved person and the characteristics of such depositary receipts that demonstrate compliance with the requirements
Capital Market Supervisory Board Re: Qualifications of Bondholders’ Representatives and Authorized Actions of Bondholders’ Representatives; “financial advisor” means a financial advisor on the approved list
. ---------------------- Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 4/2548 Re: Qualifications and Other Prohibited Characteristics of Executives of Securities Companies ------------------------ By
the Securities and Exchange Commission No. KorThor/Nor/Khor. 4/2548 Re: Qualifications and Other Prohibited Characteristics of Executives of Securities Companies ------------------------ By virtue of
who are qualified as bond holders’ representative under the Notification of the Capital Market Supervisory Board Re: Qualifications of Bondholders’ Representatives and Authorized Actions of Bondholders
Scope of the Notification and General Requirements ______________________ 3 Clause 4 This Notification provides criteria for the offering of the debt securities denominated in Thai Baht by foreign entity
Rerson and Qualifications of Applicant _____________ Clause 4 An applicant for the registration as a derivatives business operator must be a juristic person as follows: (1) a commercial bank or a financial
Qualifications of Applicant _____________ Clause 4 An applicant for the registration as a derivatives business operator must be a juristic person as follows: (1) a commercial bank or a financial company under