land, buildings, and machinery of the company's seasoning manufacturing factory to a bank as collateral for securing a loan, refinancing, or negotiating waivers or modifications for debt restructuring
mortgages the company’s assets, including but not limited to securing debt repayment, refinancing, or negotiating waivers or modifications for debt restructuring with financial institutions.The SEC requires
Repo service to ordinary persons categorized as institutional investor to proceed in the same manner as with non-institutional investors. For example, securing a risk management system related to
NAV of PVD : Requiring the custodians responsible for safeguarding the assets of PVD to additionally establish an adequate system for NAV verification and verify the NAV of the PVD. Additionally, the
In this regard, the SEC reiterates its warning to DA business operators to fulfill their duties in safeguarding clients’ digital assets in accordance with established criteria, with a primary
waiver from an event of default under the terms and conditions in the case where the bond issuer mortgages the company's assets to financial institutions for purposes not limited to securing loan
withdrawn to repay the loan debt to TRITN in Case 1 Case 4: Misappropriating TRITN's money through transactions with VBB for securing locations for the billboards The persons under (1) ? (3) were assisted by
During March – April 2025, the SEC conducted a public hearing on draft regulations concerning requirements for business operators unable to maintain net capital, client asset safeguarding, and the
shortcomings could potentially lead to money laundering and the financing of terrorism. Additionally, the company has deficiencies in the system for safeguarding client assets denominated in Thai baht, non
bidding process. The main reasons in which hindered the Company from securing the construction bidding contracts remain from two factors as follows; (1) The increase in cost of construction mainly prices of