this Notification: (1) “administrative proceedings” means proceedings related to consideration on administrative sanction; (2) “administrative sanction” means administrative sanction specified under law
, the SEC has reported the legal proceedings under the SEA above to the AMLO as well.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry
conjunction with Section 240 of the SEA. The SEC has therefore filed a criminal complaint against STARK and the executives/directors with the DSI for consideration of further legal proceedings. In this regard
under Section 89/7 and Paragraph 2 of Section 281/2 of the SEA. The SEC has therefore filed the criminal complaint against Wichai with the ECSD for further proceedings. On 5 September 2017, Wichai, also
further legal actions.The filing of a criminal complaint is just the commencement of the criminal proceedings, whereby the consideration of whether any person is guilty is subject to the inquiry official’s
Letter to Appoint Agent for the Proceedings Report/Form (Notification of Securities and Exchange Commission) Form OrYo.3 Objection for the Dispute Report/Form (Notification of Securities and Exchange
auditor’s report in at least one local daily newspaper and delivering a copy of the newspaper in which the said announcement has been published to the SEC Office. The proceedings under Paragraph 1 regarding
least one local daily newspaper and delivering a copy of the newspaper in which the said announcement has been published to the SEC Office. The proceedings under Paragraph 1 regarding the financial