effect on 16 March 2020.”Previously, some crowdfunding projects did not succeed as they did not fully meet a targeted fund-raising amount. According to the All-or-Nothing rule, such projects would not
Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to
quorum requirement. This will, in turn, allow business operations to resume, thus reducing negative impact on its creditors and shareholders alike, she said. Previously, IFEC maintained that certain
SEC Secretary-General Rapee Sucharitakul said, “previously the comprehensive provision of counselling and advisory service on investment would be limited to private wealth only while the general
redemption is not allowed.In addition, in case of advertisement of past performance, the information must be presented in comparison with other trigger funds currently or previously under management of the
. Previously, over 70% of companies that offered for sale of their securities to the public and listed on the SET are located in Bangkok. With expanding economy to other provinces, a number of provincial
was in charge of the company?s operation and asset management. Previously on May 27, 2010, the SEC filed a complaint against Wichai for misappropriating the company assets worth approximately 179.6
the company's operation and asset management. Previously on May 27, 2010, the SEC filed a complaint against {A} for misappropriating the company assets worth approximately 179.6 million baht. The SEC's
solicitation when in fact the public company did not even file an application for share offering, thus never listed on the SET as previously claimed. The clients suffered damage as a result. The misconducts of
calendar years. Hence, the Revenue Department requested the return of tax amount previously deducted plus fines. {A} admitted that she did not review the client's redemption of BLTF units and thus did not