the Securities Industry Associations. The enhanced KYC/CDD process mentioned in the first paragraph shall include: extension of scope in gathering and verifying of information, information gathering in
laundering authorities or the Securities Industry Associations. The enhanced KYC/CDD process mentioned in the first paragraph shall include: extension of scope in gathering and verifying of information
management company . Chapter 3 Power of the SEC Office regarding Issuance of Orders or Regulations ___________________ Clause 16 In addition to the specific provisions hereof, the SEC Office is empowered to
shall arrange for the SEC Office to inspect the operation and evidentiary documentation relating to doing duties of the representative as designated by the management company. 11 Chapter 3 Power of the
of 2019. Exports, tourism and private investment – among major economic activities – were hampered by the worse-than-expected global economic slowdown. Meanwhile, consumers’ purchasing power weakened
เห็นว่ำ เพื่อให้แนวทำงกำรใช้สิทธิออกเสียง practical กับ กำรด ำเนินงำนของ บลจ. ดังนั้น ตำมหลักธรรมำภิบำลกำรลงทุน (I code) บลจ. จึงสำมำรถก ำหนดนโยบำยกำรใช้สิทธิออกเสียงได้เอง - 5 - 5.2.2.6 การด าเนินการ
should be considered by the audit committee and the board of directors so that they can exchange their views, align their understandings and decide on appropriate practical guidelines for the companies
technology (IT governance), and implementation of appropriate risk management and resource allocation by their board of directors and executives that is practical and meets the standards established by an
Exchange Control (No. 9), and the Bank of Thailand issued Notice of the Competent Officer of Foreign Exchange Control regarding Rules and Practical Methods Related to Foreign Exchange (No. 30) to ensure that
implementation of appropriate risk management and resource allocation by their board of directors and executives that is practical and meets the standards established by an international organization concerning