. The SEC, therefore, suspended the approval of equity investment consultant of {A} for 2 months. Having considered that she had already been suspended by of Asia Wealth Securities Co., Ltd. for one month
both accounting periods as well as its 2012 financial statements to no later than April 30, 2013. However, the SEC considered not to grant further extension of submission deadline for TUCC in this case.
7.5 percent). Thus, it was considered that Chonburi Kanyong did not transfer risks and material benefits from the property ownership to the buyer. CCP must submit the corrected financial statements
Annop and Kamthorn were considered trading securities in concealment to mislead the public in contravention of Section 243(1) in conjunction with Section 244 and Section 243(2) of the Securities and
SEC has considered the matter and decided not to grant any further extension of the deadline for the submission of the special audit report. The SEC has also instructed MVP to expedite the submission
The SEC has considered revising the regulatory framework for mutual funds to facilitate faster sale and redemption of Tokenized Fund units, as well as amending other related regulations to
SEC into believing that customers' assets continued to be kept in the ordinary course and that no damage had occurred to Bitkub. Such conduct was therefore considered to be the making of false
deemed beneficial to the adjudication process, the Court considered it a mitigating factor. Accordingly, the sentence was reduced by half under Section 78 of the Criminal Code. The final sentence is a fine