indicating unsuitability to be personnel in the capital market business. The SEC strongly urges investors to regularly review their mutual fund unitholding reports and banking account statements
to open mutual fund trading accounts or use their names to open mutual fund trading accounts. Investors are advised to regularly review transaction confirmation documents issued by asset management
support or hinder the SEC’s proceedings; and records or past demeanors indicating unsuitability to serve as personnel in capital market businesses. The SEC reiterates that investors should regularly
% 81.58 139.23 70.67% -2- staying at home and cook foods more frequently causing the demand for sauces and condiments to increase. Cost of Sales Cost of sales in 2Q20 was Baht 197.36 million which increased
failed to record their clients' derivatives trading orders frequently. {D} admitted that the unrecorded orders were taken via mobile phone and WhatsApp, while {E} admitted that he had accepted his client's
whose investments range from Baht 2-10 million, through seminars and special activities held regularly for them. Regarding our credit policy, KBank prioritizes prudent credit underwriting which must be
objectives. Questions Yes No 4.1 The company has policies and practices to recruit, develop and retain competent employees and regularly reviews such policies and practices. 4.2 The company has evaluation
Thailand: - (a) registration and renewal of an applicant as a registered auditor, and (b) regularly review or inspect the quality of work of the registered auditors and their audit firms in accordance with
accounts regularly to prevent other persons from using the accounts to trade securities without the investors’ authorization. Besides, transaction conformation documents must always be monitored to make sure
governance are regularly reviewed, monitored, and given attention to by Thai listed companies. However, it is anticipated that the ACGS criteria will be amended in 2022 to reflect the most recent G20/OECD