case of concerns of doubtful events, investors should contact the compliance unit promptly. In any case, investment consultants must accept trading orders from the account owners or the persons who
organize events in four provinces, i.e. Khon Kaen, Nakhon Si Thammarat, Udon Thani and Chiang Mai. The first event was held in Khon Kaen under a seminar called “Capital Market Caravan Visits Khon Kaen
addition, the SEC will further promote discussions and sharing of experiences in the internaitonal arena as well as inform Thailand’s progresses to the global community.” Today’s events marked the second
other returns or postpone the deadline for interest or other return payments if any events that may arise having effect on net capital of the business operator, as specified by the SEC; (2
cooperation with the Association of Investment Management Companies (AIMC) and the Stock Exchange of Thailand (SET) holds PVD seminars and events periodically to educate fund committees to be able to fully
เหตุให้บริษัทผิดข้อตกลงตามตราสาร (events of default) (3) บริษัทผิดข้อตกลงในการชำระหนี้ตามตราสาร (default) (4) บริษัทไม่สามารถปฏิบัติตามข้อกำหนดการดำรงอัตราส่วนทางการเงินตามที่ระบุไว้ในข้อกำหนดสิทธิได้
ผู้ถือตราสารหนี้ถือเป็นเหตุให้บริษัทผิดข้อตกลงตามตราสาร (events of default) (3) บริษัทผิดข้อตกลงในการชำระหนี้ตามตราสาร (default) ข้อ 41ꃂ 숀 ให้บริษัทรายงานเหตุการณ์
. Clause 7 If critical functions are outsourced to service providers, intermediaries shall arrange business continuity plan to covers events of disruption of service providers except where intermediaries
continuity plan under Clause 6 covers events of disruption of service providers except where the securities company has established any arrangement to ensure that the relevant service provider is able to
providers, the securities company shall ensure that the business continuity plan under Clause 6 covers events of disruption of service providers except where the securities company has established any