digital asset business operators, as they would not be protected by law and may be exposed to risks of scams and money laundering. To verify the names of licensed business operators under the SEC’s

investors, SEC has also developed the SEC Bond Check application, for easy access to the names of bonds that are issued and on sale, the tenor, the rates of interest, the risk levels, as well as the ability

aimed to establish a mechanism that increases opportunities for women to be selected as corporate board members. Those women who have completed the DCP training course will have their names listed on the

Limited (RASA)*, whose names and offenses are as follows:(1) Mr. Rapi Pinijchob disseminated false statements, (2) Ms. Chanthani Thanompongchat took advantage of inside information to buy RASA shares and

there were nothing related, (3) showing registered capital as high as 20,000 million baht. In addition, it was found that an executive holds several identification cards under various names and used those

, switching and transferring investment units and signed two clients? names. In case of the first client, Thanjira signed the client?s signature to request a change of the client?s contact information to her

to open mutual fund trading accounts or use their names to open mutual fund trading accounts. Investors are advised to regularly review transaction confirmation documents issued by asset management

) Names Third quarter of 2017 Third quarter of 2016 Nawarat Patanakarn Public Company Limited 83.24 58.72 Mana Patanakarn Company Limited 37.28 21.92 Advance Prefab Company Limited 15.29 6.57 Utility

returns, or illegally using the images and/or names of executives of capital market organizations to lure individuals into investing, etc.     The SEC has therefore opened the Investment Scam Hotline

potential, and the names of competitors (only in the case of duopoly or oligopoly). 2.3 Procurement of products or services (a) Describe an overall procedure for procuring products for sale during the past