to purchase Asset Bright Public Company Limited ("ABC") shares on a continued basis and in concealment in order to mislead the general public to believe that ABC shares were purchased or sold

worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities

(“GLOBAL”) through the securities trading accounts of six persons and gained benefits from such transactions. The purchases were made in such a way that taking advantage of others by using non-public

Limited (“RASA”), through the accounts of Mrs. Panadda. The purchases were made in such a way that taking advantage of others by using non-public information material to RASA share price concerning the

therefore imposed a fine of 2,518,646.23 baht. As defendant made confession, the Court commuted the conviction into half to a fine of 1,259,323.11 baht. This case follows the SEC complaint against Apichart

?Bangkok, December 18, 2012 ? The SEC is seeking public comment on a draft revision to the rule governing arbitration procedures in order to bring about flexible, complete and appropriate practices

2022 to 23 December 2022 (3) Year 2023, from 4 January 2023 to 30 May 2023 and (4) Year 2024, by 26 March 2024 respectively, regarding Mrs. Wannee has made 184 changes to her securities holding (1 March

Business Development Department issued an order rejecting IFEC application to change its directors’ list to register Mr. Wiphu Maharakkakla and Mr. Manusak Deawwanich as two additional directors. The

payment out of the fund to the employee in accordance with the rules and procedures provided in the fund’s articles and as prescribed by Section 23/1, and such payment shall be made in one lump sum

must procure securities in order to enable a loan to be made to such customer or procure a source for borrowing securities for such customer, except where the customer is an institution customer which