Corruption (CAC). The meeting aimed to enhance cooperation in preventing corruption in the capital market and in implementing measures to prevent bribery of public officials, as well as to promote awareness

The program focused on enhancing knowledge and understanding of investment promotion measures that support community and social development, including incentives offered by the BOI—an essential

error port without  record and evidence of clients? trading orders. Meaunchit admitted that a number of  clients had contacted her through mobile. Meaunchit?s actions were deemed trading securities for

comply with the requirements or conditions to be exempted; (3) the applicant has other measures that are sufficient and able to compensate for the compliance with the requirements or conditions to be

measures to prevent and manage conflicts of interest. Such mechanism and measures must be clearly outlined in the ICO filing. Additionally, specific significant matters would require approval from the

suppression of improper behaviors of listed companies. The webinar also aimed to communicate and build the understanding of revisiting rules and oversight measures that the SEC and the SET have revised to

. Otherwise, the SEC will not consider granting any more extension and will proceed with appropriate actions as deemed necessary.  The SEC has therefore instructed SAM to submit the special audit report

deposit cash into client's account. {A} also used client's account to trade securities on her own benefit with a view to obtaining commission. Her actions caused B2-3 million in damages to the client.{A

evidenced by large amount of related transactions. She then admitted that she took the client's trading orders via mobile phone.The aforesaid actions are in violation of Clause 20(3) of the Notification of

, reporting and disclosure of any actions where conflicts of interest may arise and proprietary securities trading.  The consultation paper for draft rules is available on www.sec.or.th. Stakeholders and