Bank of Communications 18% 13% 12% 10% 8% 6% 5% 4% 4% 3% Total 84% 0% 20% 40% 60% 80% 100% 2019 Apr 2020 May 2020 Jun 2020 Jul 2020 49% 47% 48% 44% 28% 34% 33% 39% 11% 10% 9% 9% 42% 41% 7% a. CHINA b
Qatar National Bank Doha bank Commercial Bank of Qatar Agricultural Bank of China Al Khalij Commercial Bank Abu Dhabi Commercial Bank China Construction Bank Mashreq Bank Bank of Communications 21% 14% 12
% Issuer %total FI Qatar National Bank Bank of China Agricultural Bank of China Doha bank Abu Dhabi Commercial Bank Commercial Bank of Qatar Bank of Communications Al Khalij Commercial Bank China
% Issuer %total FI Qatar National Bank Agricultural Bank of China Doha bank Bank of China Abu Dhabi Commercial Bank Commercial Bank of Qatar China Construction Bank Bank of Communications Al Khalij
. In the picture (from left to right): (1) Mr. Praphatphong Chanchit, Legal Expert, Office of the Consumer Protection Board, (2) Ms. Ubonrat Chanrang, Director of Communications Department, Bank
. ____________________For more information, please contact SEC Corporate Communications Department, Tel: 0-2-033-9502-5 and 089-200-1673, email: press@sec.or.th.
trading decisions for the client. From examination of communications records, there was no sources of the orders; just transaction confirmations made by such investment consultant and the conversations
make securities trading decisions on behalf of the clients on a continual basis, for a high volume of trading transactions. In addition, the communications records indicated that she had taken trading
major operational disruption; (3) Procedures for communications with relevant internal and external parties which at minimum shall include the method and channel of communications and information