derivatives broker has advanced its own asset to secure or satisfy the obligations incurred incidental to, or resulted from, a derivatives transaction for the account of a customer, the derivatives broker
tax plus a fine.BBL has already paid compensations for the damage incurred to both customers before closing the complaint cases.The demeanor of {A} was a failure to perform duties with responsibility
filed plus financial cost incurred from delay in launching tender offer* and (2) weighted average market price of share during 5 business days prior to the date of filing tender offer. ?Previously
and Section 313 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Although he compensated for damages incurred to RAM in December 2014, it was after the SEC's probe had revealed such
of violation. The SEC urges anyone who is affected by the damage incurred from making an investment with this group of persons to provide the ECD Police with additional information at 0-2237-1199 for
jointly pay a reimbursement of investigation expenses incurred by the SEC in the amount of 102,132 Baht together with interest at the rate 7.5% per annum since the date of the entry of the plaint (3
reimbursement of investigation expenses incurred by the SEC in the amount of 102,132 Baht together with interest at the rate 7.5% per annum since the date of the entry of the plaint (3 September 2020) until the
offence and a reimbursement of investigation expenses incurred by the SEC in a sum of 18,430,644.75 Baht together with 7.5% p.a. interest calculated from such amount since the date of the entry of the
such services - Advertising & public relations expenses : Expenses depending on the costs incurred in the advertising materials production, and the media costs selected for dissemination purpose