listed company, and prohibited characteristics of personnel in capital market business. Currently, Patinya and Praphol are holding the positions of director and executive of listed company. Praphol is also

. (LH) holds 100% shares, as “Employee” 2. Siam Retail Development Co., Ltd. (SRD) as “Employer” Connected parties Mr. Anant Asavabhokhin is a major shareholder of LH, holding 24% shares, and also a major

Land and Houses PLC. (LH) holds 100% shares, as “Employee” 2. Siam Retail Development Co., Ltd. (SRD) as “Employer” Connected parties Mr. Anant Asavabhokhin is a major shareholder of LH, holding 24

$(#" !K)O#" ')'#+" (off exchange) KL • (#S#$+].'* %$+M$#"bML")'#+" O%!`*&%\')'#+"#%L (open access) 'P* %$," ()* exchange (direct market access) O* !L regulator #L(.'"," %()*+$.%(.%' trading venues

. Notification of the Office of the Securities and Exchange Commission No. SorChor. 24/2555 Re: Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction

for clients, and must ensure that clients receive the best execution terms from various sourced exchanges to which the brokers have linkage.   The SEC reiterates that any entity holding both digital

The SEC is holding a public hearing on the amendments of the Regulations RE: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds to reduce obstacles for power

issues for the SEC Board?s further consideration: (1) the necessity for amendment to the SEC Governance and Code of Conducts; and (2) the necessity for prohibiting SEC Board members from holding positions

by the Civil Penalty Committee as follows :     - a civil monetary penalty of 500,000.00 Baht The SEC has banned Mr. Chai from holding the position of director or

in high volume and its price was changed. As a result, the trading of TAPAC shares contradicted normal market conditions. 09/11/2017 agreed to comply with civil penalties determined by the Civil