Bangkok, May 15, 2015 ?The SEC is seeking public comment on revisions of rules for securities and derivatives business operators in the areas of fiduciary duties, organization structure, operating system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and operating system with a view to applying the same and consistent standards to all types of busine...
paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6308 or email: nattira@sec.or.th. The public hearing
possession of prohibited characteristics by the persons on the SEC Arbitrators List. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit
measures for the unitholders who do not wish to have their investment converted into REIT.? The consultation paper is available at www.sec.or.th/hearing . Stakeholders and interested parties are welcome to
draft amendment has taken into consideration the results of the previous hearing on the governing principles conducted in January, and is expected to apply to the reporting of financial statements for the
are welcome to submit comments through the website, or facsimile at 0-2263-6487 or email: patana@sec.or.th. The public hearing ends on January 26, 2016.
cloud computing to offer services.? The amendment to the governing regulations has taken into consideration the comments and suggestions received from the first public hearing in February this year.The
website, or facsimile at 0-22636479 or email: waraporn@sec.or.th.????? The public hearing ends on May 11, 2016.
SEC took into consideration public comments and suggestions gathered from the previous hearing on the principles of the PO rules in October last year.The consultation paper is available at www.sec.or.th