the date on which it has received the required information in full. The accepted courses will be published in the website of the Office. If the organizer fails to file the information in advance or
date on which it has received the required information in full. The accepted courses will be published in the website of the Office. If the organizer fails to file the information in advance or submit
additional documents or evidence as seen appropriate within a period of time as specified by the SEC Office. If the applicant fails to comply or proceed within such period, the SEC Office shall consider that
applicant to fix or fill up additional information shall be specified. If the applicant fails to do so within such period, the SEC official will return the appilcation and evidentiary documentation to the
assets; (b) Managing business in such a way that violates the law or fails to comply with the regulatory agency’s order or improper management of business; (c) Non-compliance of law, or unfair practice, or
Law; (2) investment units are offered for sale while the mutual fund management company fails to comply or ensure compliance with the rules related to offering for sale of investment units of retail
Law; (2) investment units are offered for sale while the mutual fund management company fails to comply or ensure compliance with the rules related to 5 offering for sale of investment units of retail
manager, fails to comply with the rules as prescribed in the first paragraph hereof, such approval shall be terminated. If any person, who has been granted an approval to act as a mutual fund manager and
shall proceed in accordance with the rules as prescribed in the first paragraph hereof. If any person, who has been granted an approval to act as a mutual fund manager, fails to comply with the rules as