not have the qualifications or possess the following prohibited characteristics within 7 business days as from the date when the intermediary becomes aware or should be aware of such fact: (1) failing
retrospective behavior for no more than 10 years: (a) breaching the duty of director or executive in performing with responsibility, due care and loyalty including breaching or failing to comply with [relevant
relating to disciplinary punishment for members’ demeanor to the SEC Office without delay; (b) disclosing information relating to [i] violations or offences in connection with asset appraisal or failing to
. Tor Lor Thor. 70/2561 Re: Rules on Personnel in the Capital Market Business (No.10) dated 24 October 2018 (effective on 1 January 2019). 13 (1) failing to have the qualifications or possessing the
days as from the date when the intermediary becomes aware or should be aware of such fact: (1) failing to have the qualifications or possessing the prohibited characteristics under Section 103 of the
aware or should be aware of such fact: (1) failing to have the qualifications or possessing the prohibited characteristics under Section 103 of the Securities and Exchange Act B.E. 2535 (1992) or Section
follows; 1. the resignation of the trust manager; 2. the removal of the trust manager upon failing to manage the trust as required by the trust instrument or the notifications prescribing its
, causing negative impact on consumption, investment; (2) financial health of businesses especially in the tourism sector, which, if deteriorating further, may lead to a credit event as well as an adverse
delay from government spending and the declining trend of steel price from the same period of previous year. 2. Gross profit margin was 9.30% of Total revenue, increased from last year that gross profit