SCAN GLOBAL Public Company Limited SCAN GLOBAL Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit (1) the financial statements for the year 2015 (2) the annual

Mr. Prasert Siripun Mr. Prasert Siripun, Director responsible for the operation of SCAN Power Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit (1) the financial

SMC Power Public Company Limited SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the financial statements for the year 2015 (2) the annual registration

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were

Superblock Public Company Limited Superblock Public Company Limited (“SUPER”), a securities issuer, failed to prepare and submit the audited financial statements for the year 2015 to the Stock

submitted such document on 30 January 2023, which failed to prepare and submit financial statement within the period specified by the notification of the Capital Market Supervisory Board. SEC Act S.56(2

LIBERATOR SECURITIES COMPANY LIMITED, Between November 18, 2022 to November 14, 2023, LIBERATOR SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the rules

Kasikornbank Public Company Limited Between August 30, 2021 and July 18, 2023 Kasikornbank Public Company Limited (“KBANK”) as a securities underwriter, failed to comply with the rules, conditions

Krungthai XSpring Securities Company Limited Between November 14, 2022 and August 9, 2023 Krungthai XSpring Securities Company Limited ("KTX") as a securities underwriter, failed to comply

Mr. Yongyuth Ngamkaiwan Mr. Yongyuth Ngamkaiwan, the representative of the planner (TUCC), responsible for the operation of Thai Unique Coil Center Public Company Limited (TUCC), failed to