whether their interests will be recorded via a book-entry system. 4. Indicate the total nominal amount, the individual face value, the interest to be paid during the life of the debt securities, and the

offering (PO) and private placement (PP); removing a minimum 10 million baht of face value in all cases and a minimum redemption value of 80% of principal in case of PP.  The revised regulations to become

of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of

addressed by everyone. As a result, those who fail to seriously emphasize on adopting the said practices will face the difficulty in running businesses in the future.

Distribution of Newly Issued Shares and Share Warrants by Issuer

In face of the changing environment, such as technological development, volatility of the global financial and capital markets, impacts of the COVID-19 pandemic, and investors’ changing behaviors

/2017 gradually im ues increase Urban Srina en the new p expect to ess keep go e channels Page 5/5 ompanies in distribution ore market anagement 000 million n in 2017. a market to collection 7. mprove by

Currently, asset management companies have roles in reporting their portfolio outward foreign and derivatives of mutual funds and provident funds  to both SEC and BOT on a monthly basis. In order

more of the following methods: (a) assigning an employee who is capable of giving information to clients on standby at an office of the intermediary where clients contact for the distribution thereof; (b

employee who is capable of giving information to clients on standby at an office of the intermediary where clients contact for the distribution thereof; (b) arranging a communication system which clients can