of the Securities and Exchange Commission No. Kor Jor. 18/2551 Re: Exemption of Filing of Registration Statement for Securities Offering: http://capital.sec.or.th/webapp/nrs/data/5364s.pdf

evaluation by the SEC Office regarding the management of the operational risk and the customer relationship risk not higher than the medium level or in an acceptable level, unless granted an exemption from the

, required to offer and sell newly issued securities by the Rehabilitation Plan, with an exemption from submitting an application for approval to the SEC, providing further that the Company must comply with

Securities, dated 19 January 2024: https://publish.sec.or.th/nrs/10077s.pdf (2) Notification of the Securities and Exchange Commission No. Kor Jor. 6/2567 Re: Exemption of the Filing of the Registration

Currently, the regulations related to provision on Repo grant an exemption or prescribe flexible conditions for business operators that provide services or engage in transactions with institutional

exemption from the definition as DA Custodial Wallet Provider would be given to DA issuers who provide custody of self-issued DA for their clients, in line with the intent to supervise DA custodial wallet

, calling for shareholders? meeting, and resolution of shareholders? meeting, the exemption of which has already been applicable to domestic offerings of share warrants and convertible debentures.The

Bangkok, January 19, 2012 ? The SEC is seeking public comments on a draft amendment to the property fund rule governing allocation of investment units which would ? through exemption of the small lot

assets – to apply for an exemption of business restrictions specifically for securities and derivatives businesses, on the condition that they can demonstrate sufficient liquidity to continue normal

ชอบและโปร่งใสในการจัดการ SRI Fund และลดความเสี่ยงด้านการฟอกเขียว ได้แก่(1)  กำหนดมาตรฐานขั้นต่ำของการลงทุน โดยกิจการที่เข้าเกณฑ์ลงทุนยั่งยืน ต้องไม่รวมถึงกิจการ ในลักษณะที่กำหนด (minimum exclusion