In mid-2021, the DSI requested that the SEC further investigate the facts and evidence in a case where the SEC had filed a criminal complaint,* due to suspicious circumstances suggesting that IEC
, as part of the special case investigative team, the SEC has found facts and evidence supporting the premise that the eight individuals above together with those previously charged with the complaint
further investigation revealed facts and evidence supporting the belief that a group of 32 persons acted together to manipulate the price or trading volume of MORE share during the period from 18 July 2022
Exchange of Thailand. The client agreed to transfer money into Asia Wealth?s account and sent the transfer evidence to Jakkrit, who instead informed Asia Wealth that the deposit had been made by another
through his client's account without evidence of client's orders. The SEC found out from the recorded conversation between {A} and the client, which showed that the client had entrusted {A} to send trading
Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 and 86 of the Penal Code. In addition, certain evidence pointed that securities trading orders executed through others? trading
notification of the Office and shall keep the supporting documents which evidence the correctness of such account. In managing a private fund of the nature specified by the notification of the Office, the
from service provider; (2) Documents and evidence showing that the service provider has sufficient qualifications as specified in Clause 3; The Office of the Securities and Exchange Commission shall
) Documents and evidence showing that the service provider has sufficient qualifications as specified in Clause 3; (Translation) -3- The Office of the Securities and Exchange Commission shall consider and