financial innovation, and emerging and cross-border regulatory development, aiming to further specify more consistent rules and regulations.
exchange information about emerging trends and developments in the financial or capital markets and regulatory issues pertaining to new technologies and innovation in the provision of financial
Commission of Malaysia (3) Brenda Hu, Deputy director general department of planning, Financial Supervisory Commission Taiwan และมี Simon Cox, Emerging markets editor, The Economist เป็นผู้ดำเนินรายการสัมมนา
emerging market situations.SEC has proposed to revise the guideline on maintaining liquidity of fixed income funds in order to match their redemption and settlement policies by requiring fixed income funds
ก.ล.ต. เข้าร่วมประชุมเวทีหน่วยงานกำกับดูแลตลาดทุนระดับนานาชาติ (International Organizations of Securities Commission : IOSCO) ในการประชุมคณะกรรมการชุด Growth and Emerging Markets Committee (GEMC) ณ
(APRC) เพื่อหารือและแลกเปลี่ยนข้อมูลระหว่างประเทศสมาชิกในประเด็นที่หน่วยงานกำกับดูแลตลาดทุน APRC และทั่วโลกให้ความสำคัญ พร้อมทั้งเข้าร่วมประชุม Growth and Emerging Markets Committee (GEMC) ซึ่งประเทศ
being closed out and the responsibility for any loss that may arise. When an investor has a futures position, the derivatives broker will mark to market the futures position of investor at least once at
futures position being closed out and the responsibility for any loss that may arise. When an investor has a futures position, the derivatives broker will mark to market the futures position of investor at
with the derivatives broker. (Translation) 4. Risk from futures position being closed out and the responsibility for any loss that may arise. When an investor has a futures position, the derivatives
operator’s proprietary trading shall arrange to have systems for administrative management and management of risk which could arise from such investment, at least in the manner in accordance with the guideline