trading orders when obtaining orders from clients. In this regard, the aforesaid actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re
the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of
Mr. Soraj Asavaprapha While being a director of Jasmine International Public Company Limited (JAS), Mr. Soraj Asavaprapha failed to perform his duties with loyalty as a result of obtaining unusual
offense of operating a digital asset business without obtaining a license. The Court, therefore, sentenced the defendant to a fine of 200,000 Baht. Given that the defendant pleaded guilty and such plea was
Exchange Act 2535 92 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices
investment through obtaining ownership of assets: suitable for infrastructure assets with transferable ownership such as https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/INFRASTRUCTURETRUST.aspx English
. Investments in infrastructure assets Three Types of qualified investments are: direct investment through obtaining ownership of assets: suitable for infrastructure assets with transferable ownership such as