amendments for property funds include repealing the rules related to the fund establishment, requiring a work system to monitor unitholding to ensure compliance with rules on limitations of unitholding
(SOE) listed on the Stock Exchange of Thailand (SET) in compliance with international audit standards which have become effective this year. This collaboration is supported by the World Bank who renders
accuracy of orders, and can be examined that such orders are acquired as prescribed in the prospectus; (d) having a system for accepting customer’s complaint which supports the compliance with in the
examined that such orders are acquired as prescribed in the prospectus; (d) having a system for accepting customer’s complaint which supports the compliance with in the notification of the Securities and
certainty and accuracy of orders, and can be examined that such orders are acquired as prescribed in the prospectus; (d) having a system for accepting customer’s complaint which supports the compliance with
ดูแลการปฏิบัติงาน (“compliance unit”) ซึ่งมีบทบาทในการ ก ากับดูแลเพื่อให้บริษัทปฏิบัติตามกฎหมายได้อย่างถูกต้อง จึงมีส่วนส าคัญในการลดความเสี่ยงในด้าน กฎหมายแก่บริษัท และผู้บริหารของบริษัท ตลอดจนช่วยรักษา
e-service Online Submission See canceled document Securities Brokerage Business >> Compliance / Internal Control Type Title Section See Document Status Notified Date Effective Date 1. Notification
e-service Online Submission See canceled document Securities Underwriter Business >> Compliance / Internal Control Type Title Section See Document Status Notified Date Effective Date 1. Notification
e-service Online Submission See canceled document Securities Dealer Business >> Compliance / Internal Control Type Title Section See Document Status Notified Date Effective Date 1. Notification of
e-service Online Submission See canceled document Derivatives Agent >> Compliance / Internal control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital