Notification, “Fund” means any mutual fund or private fund; “Management company” means any mutual fund management company and private fund management company; “Mutual fund management company” means any
Our Ref: APURE 012/2019 8 August 2019 Subject Clarification on Second Quarter’s Operating Performance (2/2019) Attn. To President The Stock Exchange of Thailand The company clarifies causes and
exemption by the Office. The provision under the first paragraph shall not apply to the executive of the securities company licensed to undertake securities business in the category of mutual fund management
Executives of Securities Companies (No. 2) dated 2 May 2006 The provision under the first paragraph shall not apply to the executive of the securities company licensed to undertake securities business in the
associated company to other long-term investment, by measuring the fair value of the remaining investments from the sales. Liabilities increased came from provision for long-term employee benefits and
that the securities company is able to demonstrate establishment of the organizational structure which does not cause conflicts of interest or provision of an effective measure to prevent such conflicts
. 4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. In this Notification: (1) “Securities company” means any company licensed to undertake securities business; (2) “Executive” means