an approval from the Office, it shall comply with the following conditions: (1) must be an advertisement for any of the following funds: (a) a fund which clearly states that it shall hold the assets in
editing or adding any statement that may be misleading. The source of information and date of dissemination of such copied or referred statement shall be clearly specified. Clause 8. The advertisement
and date of dissemination of such copied or referred statement shall be clearly specified. Clause 8. The advertisement related to return or past performance of the fund shall be in accordance with the
which clearly states that it shall hold the assets in which it has invested until its maturity or throughout each investment period or the term of private fund management contract; (b) a specified
clearly provide information to the bondholders together with the opinions of the bondholder representative. The bondholders are, therefore, encouraged to thoroughly review the information and exercise
even though on the disclosure date, EARTH had a liquidity issue and it did not appear clearly that EARTH would be able to raise fund for starting the coal mining as planned. Such acts are liable to
education, experience, investment goals, investment conditions and restrictions. It is important for investment consultants to exercise due care and clearly explain risk factors involved in mutual fund
in the Thai capital market under certain limitations and clearly defined conditions. In this regard, the SEC Board would have the power to exempt businesses with certain characteristics from being
the meeting should give proxy to others and clearly state their own decision on each agenda item in the proxy form to protect their own?s interest. -------------------------------