assets, redeeming the mutual fund units without client consent in the following manner, causing damage to the client, who had completely compensated, in the amount totaling 1,027,000 baht: 1
take precaution to ensure that only the SEC approved investment consultants are allowed to give advice to the investors. Their compliance with the relevant rules must also be completely fulfilled; for
performed his duties completely was failure to perform duties with honesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended
Purchaser : World Corporation Public Company Limited Relationship : Listed companies Seller : Mr. Sawit Ketroj. Relationship : No relationship 3. The general characteristic of the transaction Net Tangible
not have any relationship with the Company and Modern Street and is not connected person of the Company and Modern Street 4) Characteristic of the transaction 4.1) General Characteristic of the
the SEC Office in accordance with the form and procedure provided on the electronic system of the SEC Office. Clause 5 In case the SEC Office deliberated that an applicant has correctly and completely
the payment date due on the 25th of each month. The price base on the reference prices for rental fee of surrounding area and consideration location, place ,characteristic and the useful of the said
Characteristic of transaction: Invest in a registered company Investment Objective: To create an opportunity to expand automatic service machine business Investment value 11.15 million Baht The size of the
subsidiary of E FOR L AIM Public Co., Ltd. Relationship: -None- 3. General Characteristic, Type, and Size of the Transaction Hi Healthcare Center Co., Ltd. (“HHC”) was established on September 25, 2017 by
Clinic Inter. Group Co., Ltd. – an indirect subsidiary of E FOR L AIM Public Co., Ltd. Relationship: -None- 3. General Characteristic, Type, and Size of the Transaction Hi Healthcare Center Co., Ltd. (“HHC