Asset Business Conduct https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=634 SEC public hearing on proposed amendments to capital requirements of digital asset exchanges, brokers, and dealers https
. Digital asset exchanges, brokers and dealers must be granted licenses from the minister and their paid-up capital must be no lower than SEC https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8285 SEC
registered capital of digital asset exchanges, brokers and dealers; (2) Revision of the Net Capital (NC) rules as follows: (a) Minimum NC requirement : a minimum value of 25 million baht for business
Bangkok, July 7, 2014 ? The SEC is seeking public comment on revisions of client assets report of securities companies and derivatives brokers to be applicable to commercial banks and life-insurance
(UNOFFICIAL TRANSLATION) 4 (SEC Logo and contact information) 30 November 2016 Dear Managers: All securities companies All derivatives brokers No. SEC. Nor Por. (Wor) 30/2559 Re: Submission of Daily
(UNOFFICIAL TRANSLATION) (SEC Logo and contact information) 30 November 2016 Dear Managers: All securities companies All derivatives brokers No. SEC. Nor Por. (Wor) 30/2559 Re: Submission of Daily
this English translation is strictly for reference. Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers