; - a civil monetary penalty of 951,025.50 Baht - a suspension of securities and derivatives trading between 28/04/2025 and 27/06/2026
; - a civil monetary penalty of 500,000.00 Baht - a suspension of securities and derivatives trading between 28/04/2025 and 27/06/2026
237,828.00 Baht - a civil monetary penalty of 500,000.00 Baht - a suspension of securities and derivatives trading between 01/03/2026 and 30/04
information for sale ICHI shares. Miss Supanee actually sold 10,263,300 of ICHI shares between January 23, 2017 and February 23, 2017, before the inside information was publicly disclosed on 23 February 2017
information for sale ICHI shares. In addition Mrs.Eng aided and abetted Miss Supanee sold 10,263,300 of ICHI shares between January 23, 2017 and February 23, 2017, before the inside information was publicly
the person who will become the mutual fund supervisor; (2) relationship between the mutual fund supervisor and the securities company; (3) arrangement of organizational structure and internal controls
international market and offer more investment choices for investors in both jurisdictions. In addition, the Memorandum of Understanding concerning mutual cooperation signed between the regulators in 1993 will be
executives of the company under Chapter 3/1 of the Securities and Exchange Act B.E. 2535. The proposed rules aim to achieve a better balance between compliance cost for listed firms and benefit of public
Bangkok, March 7, 2014 ? The SEC exchanged Letters for Cooperation with Financial Services Agency (FSA), Japan, to expand business opportunity between two capital markets. In this regard, the SEC