companies from the Bank of Thailand; 2. Letters seeking legal opinion and invitation letters for seminars; 3. Research, risk monitoring from Bloomberg. ✓ 1.2 Sources of personal data The SEC Office receives
กองทนุเปิดไทยพาณิชย ์Autonomous Technology and Robotics 1 คาํจํากดัความ / คาํนยิาม : เป็นไปตามประกาศ 1. ชือ่ ประเภท และอายขุองโครงการจดัการกองทนุรวม : 1.1. ชือ่โครงการจัดการ (ไทย) : กองทนุเปิดไทยพาณ
of operation for preventing conflict of interest and Chinese wall. (c) a method and procedure for controlling and monitoring the operation under (b). In case the applicant is a SC. and applies for
on the topic, “A New Age of Fundraising,” emphasizing the role of SEC in creating opportunities for businesses of all sizes to access sources of fund, while the disclosure-based supervision will not
data-driven supervision whereby responses to change will be faster and risks exposed to investors and the financial system will be managed in a more timely manner. In so doing, we change the mindset and
กองทนุเปิดไทยพาณิชย ์Autonomous Technology and Robotics 1 1. บรษิทัจดัการ : ชือ่ : บรษัิท หลักทรัพยจ์ัดการกองทนุไทยพาณชิย ์จํากดั ทีอ่ยู ่(ภาษาไทย) : ชัน้ 7 – 8 อาคาร 1 ไทยพาณชิย ์ปารค์ พลาซา่ เลขที
sufficiency to ensure work efficiency, including monitoring and supervision of the subsidiaries to prevent exploitation of asset owned by the Company or subsidiaries resulted from misconducts of the Company’s
Instruments (No. 11) dated 25 October 2006; (3) Clause 3 and Clause 4 of the Notification of the Securities and Exchange Commission No. KorThor. 24/2549 Re: Rules, Conditions and Procedures for Supervision of
Notification of the Securities and Exchange Commission No. KorThor. 24/2549 Re: Rules, Conditions and Procedures for Supervision of the Operation of Securities Underwriting dated 25 October 2006; (4) Clause 2(1