, possess wealth that meets the criteria, and are able to accept high risk associated with the trading situation of SMEs and startups. The governing rules and regulations are expected to take effect within
prevent mutual funds from being exploited for any other benefit than those which ought to be obtained from the investment. At present, the number of investment units held by any person or any associated
the relevant regulation*. The SEC is also proposing to stipulate a minimum Authentication Assurance Level (AAL) for clients’ online transactions via the company’s system based on associated risks
of low qualified assets left in the fund portfolio and they have to bear the costs associated with the asset sales. Meanwhile, the proposed risk management tools that fund managers can choose to use
firms must be well-prepared for all dimensions of business risk associated with changes which affect stability of the companies and the capital market.? said Vorapol.
entering into complex financial products or transactions whereby associated risks and return must also be studied. Moreover, assessment in the aspect of appropriateness to investment policy and investment
) Assets June 30, 2017 % December 31, 2016 % Trade and other receivables 58.47 4% 60.87 5% Inventories 72.89 6% 67.80 6% Investment in associated company 479.08 38% 474.65 37% Property, plant and equipment
, 2017 % December 31, 2016 % Trade and other receivables 80.17 6% 60.87 5% Inventories 81.41 7% 67.80 6% Investment in associated company 476.96 36% 474.65 37% Property, plant and equipment 555.96 42
providing service under Clause 3, derivatives broker shall undertake the followings: (1) arranging to have process to ensure that customer acknowledge risks associated with derivatives trading on foreign