Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries

Rules on Application for Approval and Granting of Approval to Undertake Trust Business

Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder

Re: Application for Approval of Form and Terms of Derivatives Contracts Traded on Derivatives Exchange

Rules on Application for Obtaining Approval and Granting to Perform Trust Business

Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Underlying Shares

Application and Approval for Offering of Newly Issued Underlying Shares for Transferable Subscription Rights

one of Chartered Financial Analyst (CFA) program or Certified Investment and Securities Analyst (CISA) course or other equivalent curriculums as approved by the SEC Office. Clause 5 An application for

Financial Analyst (CFA) program or Certified Investment and Securities Analyst (CISA) course or other equivalent curriculums as approved by the SEC Office. Clause 5 An application for obtaining an approval to

investor education program and our working policy that prioritizes guidelines for protecting investors’ rights.”The SEC’s investor education highlights during the World Investor Week 2019 can be divided into