the public prosecutor to file a civil lawsuit against these 11 persons to the Civil Court to impose a civil monetary penalty at the maximum rate permissible under the law. Accordingly, the SEC will

developed the sample bondholders’ representative appointment agreement to provide guidelines for appointing a bondholders’ representative. Bond issuers can revise this sample agreement to suit each bond

information, in materiality. In this regard, the SEC also filed a criminal complaint against {A} with Thai Royal Police for imparting false statement to the competent officer.Following the SEC investigation to

inside information to buy the company's shares. He was subject to a civil penalty of 500,000 baht, as a resultFollowing a referral from the Stock Exchange of Thailand (SET), the SEC conducted further

potential to support businesses to access the capital market. In addition, we will cooperate locally with Khon Kaen and authorities in the economic sector in Khon Kaen, consisting of the Khon Kaen Chamber

access to the comparable, statistical information for their investment decision making.The web page “IPO Fact Figure” is especially designed to serve investor needs for IPO share statistical information

investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has

In mid-2021, the DSI requested that the SEC further investigate the facts and evidence in a case where the SEC had filed a criminal complaint,* due to suspicious circumstances suggesting that IEC

digital asset mule accounts. Moreover, individuals identified as mule account holders will face restrictions on certain transactions that pose a risk of money laundering. Ms. Jomkwan Kongsakul, SEC Deputy

notebook, .i.e., (1) “Mom and Dad Teach Me How to Spend Money” storybook, (2) “Yes, I Can Keep Track of My Incomes and Expenses” storybook, and (3) a notebook for “Income-Expense Account.” This is to promote