ตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking derivatives business, both in document or electronic format, are accurate, complete
of close associates. As a result, NUSA was required to amend its financial statements to ensure disclosure of accurate information. However, it has been found that the annual financial statements for
accurate, complete, and up-to-date documentation by DA operators, including the safekeeping of client assets and the transactions of investment management. The proposed amendments would provide the SEC
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
accurate records of clients trading orders. Upon the SEC regular investigation on nine securities firms and random inspections on trading orders sent by phone and at the trading room, the investor contacts
No. ED-MD2020-0008 March 12, 2020 Subject: Announcement of schedule AGM for the year 2020 omission of dividend for year 2019, capital increase by Rights Offering through issuing UREKA-W2 , and
Office of the Securities and Exchange Commission No. SorKhor/Nor. 37/2550 Re: Relaxation on Calculation and Announcement of Net Asset Value of Mutual Funds Investing in Equity Instruments Issued by PTT
Administration announcement regarding temporary closing of the premises (Issue 2), the company has considered the safety of all shareholders which attendance the Meeting and to realize the measurement to prevent
transaction size based on the total value of consideration basis of the total assets of the Company and its subsidiaries as of 30 September 2020, in accordance with the announcement of the Capital Market