SMART’s failure to prepare and submit the accurate financial statements for Q1/ 2017 ended March 31, 2017 within the period specified by the Capital Market Supervisory Board. SEC Act S.300 Settlement
”) to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. SEC Act S.56(3)(4) Settlement Committee Meeting No. 1
Altitude Development Company Limited Altitude Development Company Limited (“ALT”) had duty to prepare and submit financial statement and key financial ratio for year 2023 and within 1 April 2023
transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56
the transmission system of the SEC Office within the period specified in the notification of Capital Market Supervisory Board. This case is in the process of inquiry by the inquiry official. SEC Act
year 2021 to the SEC within the specified period by the notification of the Capital Market Board. Criminal Complaints The statute of limitations ran out. SEC Act S.56(2) Criminal Complaint Filed with an
Rich Asia Corporation Public Company Limited Rich Asia Corporation Public Company Limited (RICH) failed to prepare and submit a financial statement for the year 2022 to the SEC Office within the
Bangkok, May 22, 2015 ? The SEC revised regulations on business operation concerning report of significant change in operating system, suitability test and client asset report.The Capital Market
the report (Form 59-2) to the SEC office on January 27, 2020 which means Mr. Chansak failed to prepare and disclose the report within the period specified in the notification of the Capital Market