late 2018. Most stakeholders from the business sector and the mutual fund industry generally submitted positive responses supporting the principles. The amendments drafted under the principle-based
Following the earlier public hearing in late March, most business providers had expressed their approvals towards the guideline suggested by SEC. Therefore, SEC had then proposed a draft regulation
markets.Thus, SEC intends to hear comments at a broader level to ensure the regulatory revision is the most appropriate and efficient and also disseminate the public hearing document at www.sec.or.th/hearing
intends to hear comments at a broader level to ensure the regulatory revision is the most appropriate and efficient and also disseminate the public hearing document at SEC website: www.sec.or.th/hearing
IFEC and its remaining directors to do so most urgently. In addition, since holding a shareholders? meeting for such purpose could have a material impact on the shareholders? rights, the SEC therefore
protection with accurate and sufficient information for investment decision and build confidence in quality of financial reports of businesses in capital market. The inspection results indicated that most
, 2013 on their impression in information, activity and service offered by the booths, the ?SEC Investment Academy?, a source of knowledge for new investors, drew most votes for ?The Best Information Booth
most recently, the Growth and Emerging Market Steering Committee. The SEC has placed importance and played active roles in various IOSCO projects and implementing the IOSCO principles and standards. The
31 December 2023 is the most recently completed fiscal year at the time the application is filed; the financial statements or the consolidated financial statements for the three most recent years, and
financial statements of the applicant for the most recent year and the financial statements for the most recent quarter prior to filing the application shall meet the following criteria: (a) the financial