Dr. Suthep Wongpat Dr. Suthep Wongpat, former director responsible for the operation of the company under the Securities Exchange Act B.E. 2535 (1992) and entrusted to manage the property of the

subject to sanctions under Section 125. This case is in the process of inquiry by the inquiry official. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 09/04/2014

S D Global S D Global operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under

sanctions under Section 289. This case is in the process of inquiry by the inquiry official. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 09/04/2014

), Section 16 and subject to sanctions under Section 125. The public prosecutor ordered a non-prosecution order. DV Act S.Section 16 Criminal Complaint Filed with an Inquiry Official Dated 16/08/2017

MR. PASU WACHIRAPONG - 18/05/2026 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth amendment

MR. VICHAN WACHIRAPONG - 18/05/2026 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth amendment

MR. AKARAT VANARAT - 18/05/2026 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth amendment

MR. NATTHAWAT PIBOONTHANAAMORN - 18/05/2026 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth

. The following juristic persons shall be institutional investors under Section 3 of the Derivatives Act, B.E. 2546 (2003): (1) a commercial bank; (2) a derivatives business operator; (3) a derivatives