3 November 2017, she purchased TU shares prior to the disclosure of such inside information to the public on 6 November 2017. 20/04/2022 agreed to comply with civil penalties determined by the
}, securities investment consultant, is suspended for one year.Maybank Kim Eng Securities: (9) {J}, capital market investment consultant, is suspended for eight months. However, she has already been suspended by
fine of 500,000 baht for conspiring with Sagha in FOCUS share price manipulation. As she pleaded guilty, the Court halved her jail term to six months with two-year suspension and a fine of 250,000 baht
trading to the client. She also had the trader's name card made under the company's name and position of marketing officer, misleading the client to believe that such trader was an SEC approved investor
the Criminal http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 . Later, she took possession of the deceived investors’ assets. Such
). She joined global regulators and academic representatives in the discussions on "From Global Standards to Cryptoasset Regulations," exchanging policy perspectives on regulating digital assets in line
. She expressed gratitude to Mr. Richard McGillivray, Senior Director of Product Advocacy and Education for Asia Pacific at CFA Institute, for his valuable contributions. Mr. McGillivray led
and confidence among Thai and international investors,” she added. __________________________
capabilities and fosters economic growth for Thailand,” she added. ___________________________
role in building public immunity against investment scams through financial education and public consultations to help prevent and contain fraud. She also promoted the SEC Investment Scam Hotline 1207