ถือของ วิชาชีพดงักล่าวโดยรวม 11 3. การทําให้ตลาดหรือราคาหลกัทรัพย์มีสภาพผิดไปจากภาวะปกต ิ(market abuse or manipulation)9 แนวทางแกไ้ขเพิมเติม (ก) ปรับปรุงใหก้ารกระทาํทีมีลกัษณะเป็นการสร้างภาพทีทาํใหเ้กิด
and in which the person under (6) makes interference with the subscription or allotment of securities of the securities company which manages such mutual fund so that such mutual fund obtains benefits
person under (6) makes interference with the subscription or allotment of securities of the securities company which manages such mutual fund so that such mutual fund obtains benefits in such a manner that
amount not exceeding fifty percent of the total outstanding investment units and in which the person under (6) makes interference with the subscription or allotment of securities of the securities company
fifty percent of the total outstanding investment units and in which the person under (1) makes interference with the subscription or allotment of securities of the securities company which manages such
outstanding investment units and in which the person under (1) makes interference with the subscription or allotment of securities of the securities company which manages such mutual fund so that such mutual
. For example, The company does not set expected sales much higher than its capabilities so that it will lead to sales manipulation. 8.3 The audit committee considers and inquires executives in accordance
market products based on an automated program that runs product selection and trading placement without interference throughout the transaction process. “ intermediary ” means: (1) securities business
selection and trading placement without interference throughout the transaction process. “intermediary” means: (1) securities business operator in the category of securities brokerage or investment advisory