on the SEC’s website: at https://market.sec.or.th/public/idisc/th/InvestorAlert. To report any leads or information regarding suspicious activities, please contact the SEC Complaint Center via Hotline

to be true": If someone is offering unusually high investment returns with little to no risk, or claims it's a “limited-time” or “exclusive opportunity", always be suspicious.·       Do not

suspicious and defective in many aspects. For example, (a) the investment consultant who affixed the signature in the requisition form for share transfer from client account was not the investment consultant

clients. In addition, a certain share transfer from a client account was found to be suspicious and defective in many aspects. For example, (a) the investment consultant who affixed the signature in the

organizer increased in line with revenue increasing. Besides, the caravan depreciation increased similarly to the increasing in number of caravans. 6. Selling expenses For three-month period ended 30

information from SET, which acts as the first-line inspector to detect suspicious trading activities. AMLO then takes over the investigation of financial transactions to facilitate asset-related legal actions

and its directors to clarify the matter, including the aforesaid suspicious issues, and will consider legal action in due course. To protect investors’ interest and ensure that investors will have

futures trading, they should deal with companies that are licensed by the SEC only. Investors can view the licensee list at the SEC's website (www.sec.or.th) and report any suspicious activities or

(3) {K}, who neglected inspection and failed to comply with the bank's internal control system, causing the suspicious issues in the dishonest acts to evade inspection. The SEC has therefore banned the

suspicious trading behaviors of a UBS employee who was responsible for executing securities trading for or on behalf of its clients, all of which are institutional clients.  According to the SEC findings