suspension imposed by the SEC is deemed to have been served. _________________ Note:   Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel

his duty as the approved capital market investment consultant for 8 months. Taking into account that Atthapol had already been suspended by his employer for 15 days; the suspension imposed by the SEC

. Taking into account that {A} had already been suspended by his employer for a month 7 days, however, the suspension imposed by the SEC shall remain 4 months 23 days, effective from December 11, 2014.Note

suspension imposed by the SEC shall remain one month, effective from January 8, 2015. Besides, {A} has been approved as an investment planner and held a position equivalent to a department director while the

Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate

another person's trading account and arranging financial matter for such investor. As the employer has already put her on a three-month suspension, the SEC is suspending her for the remaining three months

ของบริษัทเป็นการชั่วคราวโดยขึ้นเครื่องหมาย SP (Trading Suspension) เนื่องจากมีการลงทุนในลักษณะเป็นการประกอบธุรกิจบริหารจัดการเงินลงทุน (investment company) เว้นแต่เป็นการออกตราสารหนี้ตามแผนฟื้นฟูกิจการ

4,085,362.50 Baht     - a suspension of securities and derivatives trading between 05/01/2024 and 04/11/2024     - a bar from serving as a director or

of 4,085,362.50 Baht     - a suspension of securities and derivatives trading between 05/01/2024 and 04/07/2024     - a bar from serving as a

>     - a civil monetary penalty of 8,000,000.00 Baht     - a suspension of digital assets and derivatives contracts related to digital assets trading