Registration of Derivatives Business Operator In the Category of Derivatives Advisor
Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer
Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities Business 20/07/2020 16/08/2020 2. Notification of the Securities
Bangkok, March 8, 2011 - The SEC is seeking public comment on the proposal to strengthen role of compliance unit of securities company in the category of securities brokerage, dealing and
Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment Advisory or an Undertaking of
Providing Guarantee for Insured Mutual Fund by Securities Company in the Category of Securities Finance Business (No. 2)
Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management