knowledge and understanding in capital market products and services before making investment decision. Those questions include ?What are the risks and rewards of the investment??; ?What kinds of investors are

?. The event aims to disseminate knowledge on financial management where visitors can meet at booths for advice on finance and health, targeting those about to retire in preparation for entering a new

to pass the test on basic knowledge, rules and regulations and knowledge on specific product which investor contact intends to be a seller. If intending to expand scope of duty to additional product

assisting the public in legal proceedings, requesting temporary release of suspects or defendants, solving human rights violations, and providing legal knowledge to the public. Mr. Samruam Boonserm, Assistant

(BAAC) for a knowledge sharing session on “Data Governance.” The purpose of the visit was to study the SEC’s data governance practices, particularly the application of technologies in both governance

knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by

capital market regulatory agencies across the Asia-Pacific region. The event, held on 23-24 June 2025 in Bangkok, fostered an exchange of knowledge and experience in supervising securities, derivatives

organized by the Thai Listed Companies Association (TLCA) on 10 November 2023. On the occasion, listed companies shared their knowledge and experience in ESG reporting while Ms. Kultangwatana covered the

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เปิดรับฟังความคิดเห็นเกี่ยวกับการกำหนดคุณสมบัติของผู้ลงทุนในคริปโทเคอร์เรนซีและกำหนดหลักเกณฑ์ให้ผู้ประกอบธุรกิจต้องทดสอบความรู้ (knowledge

บันทึกความเข้าใจ (Memorandum of Understanding : “MoU”) เพื่อกำหนดกรอบความร่วมมือในการยอมรับคุณสมบัติของบุคลากรที่ทำหน้าที่ติดต่อกับผู้ลงทุนระหว่างกัน โดย MoU จะมีผลใช้บังคับตั้งแต่วันที่ 1